ASC issues almost $4-million penalty over investor fraud
A panel reluctantly ordered less than full disgorgement of the ill-gotten gains
SEC sued over proxy voting rule reversal
U.S. trade groups asked courts to restore rule changes favoured by public companies
SEC charges brokers for identity theft failings
Firms didn’t have adequate programs for spotting red flags
Fed unleashes another big rate hike in bid to curb inflation
The 75-basis-point increase brings the key rate to the highest level since 2018
